Director of Compliance
Posted 2025-09-12
Remote, USA
Full Time
Immediate Start
Start your career journey with us! We have an easy-to-learn role for a Director Of Compliance! This position offers a hybrid work model, combining remote work with time in our Remote office. This position requires a strong and diverse skillset in relevant areas to drive success. The salary for this position is set at a competitive salary.
SmartBank Associates enjoy an AMAZING benefits package:
• Comprehensive benefits- medical, dental, vision, life, and disability insurance
• Matching 401(k)
• Generous paid time off (PTO)
• SmartFlex Days
• Up to 11 Paid Company Holidays
• Incentive Program
• Mental Health Benefits Including 8 free sessions with a coach or certified professional
• Tuition Reimbursement
• Community Involvement Opportunities
• Company apparel provided at no cost
Major Duties and Responsibilities:
• Uphold SmartBank Core Values & Core Purpose
• Adheres to and embraces the SmartBank Way by Acting Smart, Looking Smart and Being Smart.
• Lead SmartBanks Compliance department with a proactive approach to identify solutions for the Banks business units.
• Informing business units of relevant regulatory compliance issues and developing recommendations for the business unit to assist them with their responsibilities.
• Monitor and test the Banks compliance program by developing a schedule of audits.
• Acquire thorough knowledge of all lending and deposit regulations. Continue self-education and training in lending and deposit compliance, keeping informed of regulatory changes.
• Fostering strong relationships and building trust with internal partners to enhance collaboration.
• Responsible for establishing standards and implementing procedures to ensure the Banks compliance program is effective and efficient in identifying, preventing, detecting and correcting noncompliance with applicable laws and regulations.
• Develop an annual compliance work plan that reflects the Banks unique characteristics and regulatory risks.
• Ensure risk assessments are completed timely and accurately identify regulatory compliance risks.
• Serve as primary point of contact for regulatory compliance examinations and compliance audits performed by third-party auditors.
• Prepare reports for our Risk Management and Audit Committees summarizing relevant compliance concerns
Position Requirements and Qualifications:
Education and Experience:
• Bachelors preferred. High school or GED equivalent required.
• Ten years or more related experience and/or training in banking compliance or equivalent combination of education and experience.
• Certified Regulatory Compliance Manager (CRCM) preferred.
Training Requirements (licenses, programs, or certificates):
• None
Knowledge, Skills, and Abilities:
• Competence in lending legal requirements.
• Strong interpersonal skills.
• Microsoft Office skills.
Work Conditions:
• May be required to travel to various branch locations and training sessions. Apply Job!
Ready for an Easy Start?This is a low-stress role with great rewards. If you're reliable and willing to learn, we want you. Apply now!
SmartBank Associates enjoy an AMAZING benefits package:
• Comprehensive benefits- medical, dental, vision, life, and disability insurance
• Matching 401(k)
• Generous paid time off (PTO)
• SmartFlex Days
• Up to 11 Paid Company Holidays
• Incentive Program
• Mental Health Benefits Including 8 free sessions with a coach or certified professional
• Tuition Reimbursement
• Community Involvement Opportunities
• Company apparel provided at no cost
Major Duties and Responsibilities:
• Uphold SmartBank Core Values & Core Purpose
• Adheres to and embraces the SmartBank Way by Acting Smart, Looking Smart and Being Smart.
• Lead SmartBanks Compliance department with a proactive approach to identify solutions for the Banks business units.
• Informing business units of relevant regulatory compliance issues and developing recommendations for the business unit to assist them with their responsibilities.
• Monitor and test the Banks compliance program by developing a schedule of audits.
• Acquire thorough knowledge of all lending and deposit regulations. Continue self-education and training in lending and deposit compliance, keeping informed of regulatory changes.
• Fostering strong relationships and building trust with internal partners to enhance collaboration.
• Responsible for establishing standards and implementing procedures to ensure the Banks compliance program is effective and efficient in identifying, preventing, detecting and correcting noncompliance with applicable laws and regulations.
• Develop an annual compliance work plan that reflects the Banks unique characteristics and regulatory risks.
• Ensure risk assessments are completed timely and accurately identify regulatory compliance risks.
• Serve as primary point of contact for regulatory compliance examinations and compliance audits performed by third-party auditors.
• Prepare reports for our Risk Management and Audit Committees summarizing relevant compliance concerns
Position Requirements and Qualifications:
Education and Experience:
• Bachelors preferred. High school or GED equivalent required.
• Ten years or more related experience and/or training in banking compliance or equivalent combination of education and experience.
• Certified Regulatory Compliance Manager (CRCM) preferred.
Training Requirements (licenses, programs, or certificates):
• None
Knowledge, Skills, and Abilities:
• Competence in lending legal requirements.
• Strong interpersonal skills.
• Microsoft Office skills.
Work Conditions:
• May be required to travel to various branch locations and training sessions. Apply Job!
Ready for an Easy Start?This is a low-stress role with great rewards. If you're reliable and willing to learn, we want you. Apply now!